Compliance agentSave job
incomeSGD7000 - SGD7500 per month + Market Aligned
Date posted08 June 2022singaporebanking-financial-services/compliance2022-06-082022-07-08banki ng SingaporeSG SGD700075007500MONTH Robert Walters https://www.robertwalters.com.sg https://www.robertwalters.com.sg/content/dam/robert-walters/global/images/l ogos/web-logos/square-logo.png
An exciting Compliance agent job has just become available at one of the most respected banking institutions located in Singapore. This is a function for a compliance agent who is a fluent in this field.
About the Compliance agent function:
In this business critical function, you will be responsible for compliance functions in the Source of Wealth (SoW) team supporting the front office.
Key Job responsibilities:
» Perform plausibility checks on the SoW write up in conformity with the APAC SoW guidelines
» Review information from multiple sources to ensure complete and consistent information across the client profile
» Follow up with the relationship managers where additional information or clarifications are required and support them by ensuring the final write up meets the internal requirements
» Accurately record the source of wealth information, and your assessment of the plausibility, with the supporting documents into the template and archive within the system
» Provide transparency and oversight to senior management to ensure cases are reviewing a completed in a timely manner and any issues are identified early
» Assist the Head of SoW Team and the Project Manager in managing key stakeholders and local/regional management relationships, as well as serve as an advisor to local and regional management in all areas of operational risk
» Provide support on data analysis and PowerPoint preparation at project level
» Review, control and monitor SoW Uplift Project's activities and status progress
» Proactive tracking of open Issues and Actions (arising from reviews) to ensure early escalation to senior management
» Prepare and consolidate SoW governance and STC meeting materials
» Ad hoc/special projects and implementation of all business risk related tasks/projects
To succeed in this Compliance agent function, you will need to have KYC expertise in SoW and expertise of MAS and HKMA regulations.
» Minimum of one year's significant working practice in financial institution
» Strong expertise in Excel and PowerPoint
» Strong in business writing
» A critical mindset and strong analytical expertise - capability to understand complex information and to apply logical reasoning to assessment if that information makes sense
» Fast learner - the capability to pick up new information quickly and assimilate information from multiple sources
» Effective communication and stakeholder-management expertise, particularly in the capability to contact with relationship manager and compliance
» Strong attention to details to ensure that all items are accurately recorded for a robust audit trail
» Good organisational and time management expertise, including the capability to prioritise tasks
» Private banking background is an advantage, but not mandatory (subject to the overall expertise of the candidate)
This is a leading global bank and is progressively expanding and growing its business on a global scale. This organisation offers employees the opportunity to enhance their practice across the business function and across multiple business lines. They offer exceptional job opportunities for growth and career development with the right ethos and practices which makes Information technology a great place to work.
If you are driven, determined and want to take the next step in your career, this is the function for you. Great career progression opportunities await the right person in this exciting Compliance agent job.
Apply today or contact me to discuss this new opportunity.
Do note that we will only be in touch if your application is shortlisted.
Robert Walters (Singapore) Pte Ltd
ROC No.: 199706961E | EA Licence No.: 03C5451
EA Registration No.: Eileen Tham
Get in touchEileen Tham
+65 6228 0280
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